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401K Fiduciary Toolkit

Fiduciary Checklist (pdf)

Example DOL Letter (pdf)

Department of Labor Fines Penalties Investigations (pdf)

Class Action Spotlights (pdf)

Download the Entire 401K Fiduciary Toolkit (.zip)

Investment advisor services offered through Exeter Financial LLC. 7001 N. Scottsdale Rd. Suite 1055, Scottsdale, AZ 85253

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