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CORPORATE RETIREMENT
WEALTH MANAGEMENT
ABOUT US
BLOG
LET’S CHAT
Retirement Plan Risk Review
Free retirement plan risk review and downloadable fiduciary checklist
Name
*
Company
*
Phone
*
Email
*
Fiduciary Scorecard
Have you established a formal committee to guide plan decisions?
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Yes
No
Are committee members aware of their fiduciary obligation and responsibilities?
*
Yes
No
Are meeting minutes documented and filed?
*
Yes
No
Have you created an Investment Policy Statement (IPS) that guides and directs your investment decisions?
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Yes
No
Are investment decisions determined through a repeatable process which is upheld by the IPS?
*
Yes
No
Are those decisions documented and filed?
*
Yes
No
Does your ERISA Bond coverage meet minimum requirements?
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Yes
No
Do you review and compare your service providers fees and services with the market?
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Yes
No
Do you remit employee contributions in a timely and consistent manner?
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Yes
No
Are email and or mailing addresses accurate to ensure required 404(a)(5) participant disclosures and other notices will be received?
*
Yes
No
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